Safe Harbor IRA Individual Forms
Principal Bank offers forms for use in servicing your existing Principal Bank Safe Harbor IRA. Just print the forms on your printer, complete, sign and send them to the bank at the address listed with each form. Select the specific form you need below:
Safe Harbor IRA signature card (PDF: 33 KB) - Use this form to 1) acknowledge and accept ownership of the account and 2) certify your Taxpayer Identification Number (Social Security number).
Note: Receipt of the Safe Harbor IRA signature card is required before transfers, rollovers or distributions can occur on your account.
Affidavit of Identity (PDF: 19 KB) - Use this form to authenticate your identity and verify your signature.
Note: The Affidavit of Identity will need to be notarized and witnessed.
IRA Distribution Form - Use this form to request a distribution from your Safe Harbor IRA or to elect to do a direct rollover to a new employer-sponsored plan. We must receive this form prior to processing any distribution. See the IRA Distribution Instructions for questions and help filling out the distribution form.
Form W-9 (PDF: 47.8 KB) - Use this form to certify your Taxpayer Identification number. Receipt of this form may be required before any distributions, transfers or rollovers will be allowed on your Safe Harbor IRA.
IRA Contribution Form - Use this form to tell us which type of IRA, which tax year and which existing Principal Bank account you're contributing to.
IRA Designation or Change of Beneficiary Form - Use this form to designate a new or additional beneficiary for your existing Principal Bank Traditional, Roth or Safe Harbor IRA.
Request for Direct Rollover to a Traditional IRA - Use this form to assist in moving eligible retirement plan assets to a Traditional IRA. Your employer's plan may require additional documentation so please contact your current plan administrator to determine rollover eligibility.
Note: Qualified plan assets may not be directly rolled over to a Roth IRA.
Request for Transfer or Conversion to an IRA - Use this form to request a direct transfer or conversion of assets from one IRA to another.
