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Legislation & Regulation

Disclosure Regulations: Participant Regulation

Participant disclosure regulation is a final regulation that requires plan fiduciaries to disclose certain plan, fee and investment-related information to participants and beneficiaries in participant-directed defined contribution plans that are subject to ERISA, such as 401(k) and 403(b) plans.

The Principal Financial Group® has long supported clear and meaningful communication of fees and investment information. We are pleased with the Department of Labor's new regulation on disclosures to participants because it establishes a consistent standard across the industry.

We have teams in place studying the specifics of the new final regulation. We will help financial professionals, plan sponsors and fiduciaries understand and comply with the new requirements.

White Paper for Plan Sponsors from Jamey Delaplane

New Participant Disclosure Rules: What Plan Sponsors Need to Know (PDF: 424 KB) helps plan sponsors better understand the new regulation and how changes could impact retirement program(s).

Questions About the Regulations?

If you have questions about the regulations, please contact your financial professional, third-party administrator (TPA) or local representative from The Principal or visit the Participant Disclosure Regulation Resource Center.



Have a question? Call us at 1.800.986.3343

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