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Compliance/Legal...the difference is in the details

Millions of people entrust their financial futures to us, and we take that responsibility seriously. You can't become a leader in the financial services industry without paying attention to details - especially legal details - and that's what a career in compliance is all about.

Our compliance employees are the technical resources for both internal and external customers. They review company documents, plans, contracts and advertisements to ensure the company complies with government regulations.

There are opportunities in research, analytical positions and more customer-service based positions. We can promise you a challenging and ever-changing career where you'll work independently and become a technical expert for the company.
We're looking for individuals with an eye for detail with excellent written and oral communication skills. If you are technically savvy, can explain difficult concepts in easy-to-understand terms, work well independently and enjoy doing research, this could be the career for you. Explore openings and apply today!

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The Principal is an Affirmative Action and Equal Opportunity Employer and an E-Verify participant.

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