Legal & Compliance Employee Profiles
Millions of people entrust their financial futures to us, and we take that responsibility seriously. Our legal and compliance employees are the technical resources for both internal and external customers. They review company documents, plans, contracts and advertisements to ensure the company complies with government regulations.
There are opportunities in research, analytical positions and more customer-service based positions. If you are technically savvy, can explain difficult concepts in easy-to-understand terms, work well independently and enjoy doing research, this could be the career for you.
Hear from our employees

Name: Krista
Title: Attorney
Read Krista's story

Name: Rick
Title: Privacy Officer
Read Rick's story

Name: Jennifer
Title: Senior Compliance Analyst
Read Jennifer's story

Name: Steve
Title: Senior Paralegal Analyst
Read Steve's story

Name: Michelle
Title: Senior Compliance Consultant
Read Michelle's story
More profiles: All Career Paths
