State Filings (Statutory)

The following documents contain financial information prepared in accordance with the National Association of Insurance Commissioners (NAIC) and filed with state insurance departments to satisfy state insurance regulations. The information presented is for Principal Life Insurance Company and not Principal Financial Group, its publicly traded parent company.

Please be advised that financial information prepared using generally accepted accounting principals (GAAP) is significantly different than financial information prepared in accordance with NAIC standards. Financial information for Principal Financial Group, Inc. is prepared and presented pursuant to GAAP, which can be viewed by visiting All SEC Filings.

Please note, the PDFs below are very large in file size and may require you to wait for several minutes as they download to your computer.

For quarter ended 09/30/2009: 2009 Quarterly Statement (PDF: 13.9 MB)
For quarter ended 06/30/2009: 2009 Quarterly Statement (PDF: 13.2 MB)
For quarter ended 03/31/2009: 2009 Quarterly Statement (PDF: 9.4 MB)
For year ended 12/31/2008: 2008 Annual Statement (PDF: 22.3 MB)
For year ended 12/31/2008: 2008 Annual Statement Supporting Schedules (PDF: 21.1 MB)
For year ended 12/31/2008: 2008 Annual Statement Supporting Schedules (Excel: 2.95 MB)
For year ended 12/31/2007: 2007 Annual Statement (PDF: 13.9 MB)
For year ended 12/31/2007: 2007 Annual Statement Supporting Schedules (PDF: 19 MB)
For year ended 12/31/2006: 2006 Annual Statement (PDF: 12.9 MB)
For year ended 12/31/2006: 2006 Annual Statement Supporting Schedules (PDF: 18 MB)

Summaries of selected information are listed below.

Citigroup as of 2/27/2009 (PDF: 6.0 KB)
Wachovia as of 6/30/2008 (PDF: 4.0 KB)
Washington Mutual as of 6/30/2008 (PDF: 4.0 KB)
Additional AIG detail as of 6/30/2008 (PDF: 4.6 KB)
AIG as of 6/30/2008 (PDF: 4.0 KB)
Lehman Brothers as of 6/30/08 (PDF: 4.0 KB)
FNMA / FHLMC as of 6/30/08 (PDF: 4.5 KB)
FNMA / FHLMC as of 3/31/08 (PDF: 4.5 KB)

Last updated: 11/06/2009