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ESOP Edge®

Resources to help you more effectively manage your ESOP.

Featured Thought Capital


  • Are Your Employees Retirement Ready?
    How an employer can help ensure retirement readiness among its employees.
  • Get Engaged with an Emotional ESOP
    Engaging employees isn't quick or easy - but it is totally possible, learn more here.
  • Is Your Company One of the Best?
    The Principal Financial Group® seeks small to medium-sized companies that excel in helping their employees achieve financial security during the 14th annual search for The Principal® 10 Best Companies for Employee Financial Security.
  • Can ESOP Companies Continue to Hold Employer Stock?
    What are the due diligence requirements of ESOP fiduciaries and company Board of Directors following the 2014 Supreme Court findings of Fifth Third Bancorp v. John Dudenhoeffer and the 2014 settlement agreement for Perez v. GreatBanc Trust Company?
  • ESOP diversification requirements (PDF: 116 KB)
    ESOP diversification requirements are a matter of concern for all ESOPs. Using a question-and-answer format, this article attempts to clarify the sometimes complex and confusing diversification requirements and provide examples and sample forms that will help plan sponsors meet those requirements.
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ESOP Resource Center

Find additional thought capital on various topics.


Gain insight and perspective from the Principal Financial Group® ESOP team. Updates are posted several times a month.


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