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1 Principal has summarized the analysis of the 2021, NMG Consulting multi-plan recordkeeping arrangements survey, commissioned by Principal. NMG Consulting is not affiliated any member of the Principal Financial Group. Retirement engagement based on the difference between 77% engagement for Principal vs. 62% multiple recordkeepers. Small sample sizes: Single recordkeeper sample size 213, margin of error +/- 6.7%. Multiple recordkeeper sample size 98, margin of error +/- 9.9%.
2 Based on the number of 401(k) plan participants, 2023 PLANSPONSOR Recordkeeping Survey, July 2023.
3 Based on number of plans, PLANSPONSOR Defined Benefit Administration Survey, August 2023.
4 Based on number of NQDC plans (excluding 457 plans), PLANSPONSOR Defined Contribution Recordkeeping Survey, July 2023.