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Investment Type: pif

SAM Balanced R3 Portfolio (PBAPX)







Portfolio Composition

  as of 09/30/2021
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Asset Distribution
Asset TypeNetShortLong
U.S. Stocks 51.37% 0.01%   51.38%  
U.S. Bonds 20.75% 1.51%   22.26%  
Non-U.S. Stocks 18.4% 0.0%   18.4%  
Non-U.S. Bonds 4.83% 0.17%   5.0%  
Cash 2.46% 1.53%   4.0%  
Convertibles 1.21% 0.0%   1.21%  
Preferred 0.91% 0.0%   0.91%  
Other 0.06% 0.0%   0.06%  
Total99.99%


Top 10 Holdings

  as of 09/30/2021
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% of Net Assets
Principal Blue Chip R-6 10.98
Principal US Mega-Cap ETF 10.63
Principal Core Fixed Income R6 10.15
Principal US Small Cap Mlt-Fac ETF 8.82
Principal Equity Income Inst 7.99
Principal Origin Emerging Markets R6 6.85
Principal Diversified Real Asset R6 5.26
Principal Large Cap Value III Inst 5.13
Principal LargeCap Growth I R6 4.55
Principal Spectrum Pref&Cptl Scs IncR6 4.52
Total*: 74.89
*Values may exceed 100% if both long and short positions are included in the portfolio

View Full Portfolio Holdings

Morningstar Style Box™

  as of 09/30/2021
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Investment Style
Stylebox Market Capitalization
Investment Style
Stylebox Market Capitalization

Stock Sector Breakdown

  as of 09/30/2021
   What's this?

% of Net Assets
Cyclical 40.05
Basic Materials 4.05
Consumer Cyclical 10.07
Financial Svcs 16.07
Real Estate 9.86
Defensive 19.03
Consumer Defensive 4.68
Healthcare 11.70
Utilities 2.65
Sensitive 40.93
Comm Svcs 9.54
Energy 3.71
Industrials 8.92
Technology 18.76

Analysis

  as of 09/30/2021
Average Market Cap (mil): $57,159.48
Price/Earnings Ratio: 17.21
Price/Book Ratio: 2.53
Price/Cash Flow Ratio: 10.28
Turnover Ratio: 17.30%
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Morningstar
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Past performance is no guarantee of future results. Investment options are subject to investment risk. Shares or unit values will fluctuate and investments, when redeemed, may be worth more or less than their original cost.

Portfolio holdings are subject to change and companies referenced in this report may not currently be held. Information is current as of the creation of this piece. Keep in mind that portfolio holdings are subject to risk. Click here for a complete list of the most recent publicly available holdings.

Insurance products and plan administrative services, if applicable, are provided by Principal Life Insurance Company. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities are offered through Principal Securities, Inc., 800-547-7754, member SIPC and/or independent broker/dealers. Securities sold by a Principal Securities Registered Representative are offered through Principal Securities. Principal Funds Distributor, Principal Securities and Principal Life are members of the Principal Financial Group®, Des Moines, IA 50392. Certain investment options may not be available in all states or U.S. commonwealths.

The full name of this investment option is Principal Funds, Inc. - Principal SAM Balanced R3 Portfolio.

Investors should carefully consider a mutual fund's investment objectives, risks, charges, and expenses prior to investing. A prospectus, or summary prospectus if available, containing this and other information can be obtained by contacting a financial professional, visiting principal.com, or calling 1-800-547-7754. Read the prospectus carefully before investing.

Not FDIC Insured
May Lose Value - Not a Deposit - No Bank Guarantee
Not Insured by any Federal Government Agency

SAM Balanced Blended Index is composed of 15% MSCI EAFE Index, 45% Russell 3000 Index and 40% Bloomberg Aggregate Bond Index.

International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards.

Equity investment options involve greater risk, including heightened volatility, than fixed-income investment options. Fixed-income investment options are subject to interest rate risk, and their value will decline as interest rates rise.

Asset allocation and diversification do not ensure a profit or protect against a loss. Additionally there is no guarantee this investment option will provide adequate income at or through retirement.

The Investment Advisor will display "Multiple Sub-Advisors" for certain target-date, target-risk and specialty investment options where the assets are directed by the Investment Manager to multiple underlying investment options. These underlying investment options may use multiple sub-advisors who are responsible for the day-to-day management responsibilities.

These calculated returns reflect the historical performance of the oldest share class of the fund, adjusted to reflect a portion of the fees and expenses of this share class. For time periods prior to inception date of the fund, predecessor performance is reflected. Please see the fund's prospectus for more information on specific expenses, and the fund's most recent shareholder report for actual date of first sale. Expenses are deducted from income earned by the fund. As a result, dividends and investment results will differ for each share class.

Fixed-income and asset allocation investment options that invest in mortgage securities are subject to increased risk due to real estate exposure.