Stockholder Information

Corporate Headquarters

711 High St.

Des Moines, Iowa 50392

1-800-986-3343

Principal.com

Principal.com is your source for a vast array of information including company news releases, investment and savings tools, and details about our product and service solutions.

The Investor Relations portion of the site provides up-to-the-minute information for shareholders and the investment community, including access to Securities and Exchange Commission filings, stock information, overview of corporate responsibility, dividend history, and credit ratings. It also includes information of interest on the governance of Principal Financial Group, Inc., including:

  • Board of directors
  • Corporate governance guidelines
  • Board committee charters
  • Director independence standards
  • Global code of business conduct and ethics

Annual Meeting

The Annual Meeting of Shareholders will convene at 9 a.m. CT on Tuesday, May 22, 2018, at the corporate headquarters of Principal Financial Group, Inc.

711 High Street

Des Moines, Iowa 50392

Contact Investor Relations

If you have a question for Investor Relations, please contact:

Principal Financial Group –
Investor Relations

711 High Street

Des Moines, Iowa 50392

Phone: 1-800-986-3343

Email: investor-relations@principal.com

Transfer Agent

Principal Financial Group, Inc. shareholder inquiries should be addressed to our transfer agent, Computershare. Computershare can assist shareholders with a variety of services, including: signing up for the direct deposit of dividends, dividend reinvestment, address changes, certificate issuance, account statements, balance inquiries, dividend inquiries, and selling of shares. You can call or write to the transfer agent at:

Principal Financial Group, Inc.

c/o Computershare

P.O. Box 505000

Louisville, KY 40233

Toll-free phone: 866-781-1368

Phone for hearing impaired: 312-588-4110

Online: computershare.com/contactus

Registered shareholders can also access information about their Principal Financial Group, Inc. common stock accounts online at computershare.com/investor. Principal does not maintain or provide information directly to this site, makes no representations or warranties with respect to the information contained therein and takes no responsibility for supplementing, correcting, or updating any such information.

A Special Thanks

A special thanks to our 280,000 registered shareholders, who have owned Principal Financial Group, Inc. common stock since our initial public offering.

Top 15 holders of Principal Financial Group, Inc. common stock, as of Dec. 31, 2017

  • The Vanguard Group, Inc.
  • Nissay Asset Management Corporation
  • Capital Research Global Investors (U.S.)
  • BlackRock Fund Advisors
  • State Street Global Advisors (SSgA)
  • Wellington Management Company, LLP
  • Northern Trust Investments, Inc.
  • Newton Investment Management, LTD
  • Dimensional Fund Advisors, L.P. (U.S.)
  • Geode Capital Management, LLC
  • Mellon Capital Management Corporation
  • Fidelity Management & Research Company
  • Mairs & Power, Inc.
  • BlackRock Investment Management (U.K.), LTD
  • BlackRock Advisors, LLC