Our focus
Principal Securities, Inc. (Principal Securities) is the retail broker-dealer and a registered investment adviser (RIA) for Principal®. We’ve been teaming with financial professionals to help investors pursue their financial goals for over 50 years. We offer a competitive platform of securities, available through financial professionals, to help meet your needs.
We offer products and solutions for individuals and businesses, including mutual funds, annuities, rollover IRAs, traditional and Roth IRAs, brokerage accounts, asset allocation programs, retirement planning, and investment tools, and education for savers in all life stages.
Products and services
- Managed Programs
- Financial Planning
- Brokerage Services
- Mutual Funds
- Annuities
- Individual Securities
- Trust Services
By the numbers
- $367 million in total revenue1
- 124,046 brokerage accounts2
Principal Securities Form CRS
Important information about your accounts
Principal Connection
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Disclosures
Other important disclosures
Principal Securities Regulation Best Interest Client Disclosure (PDF)
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