Pursuing financial well-being? Principal Securities is committed to helping you.

Our focus

Principal Securities, Inc. (Principal Securities) is the retail broker-dealer and a registered investment adviser (RIA) for Principal®. We’ve been teaming with financial professionals to help investors pursue their financial goals for over 50 years. We offer a competitive platform of securities, available through financial professionals, to help meet your needs.

We offer products and solutions for individuals and businesses, including mutual funds, annuities, rollover IRAs, traditional and Roth IRAs, brokerage accounts, asset allocation programs, retirement planning, and investment tools, and education for savers in all life stages.

Products and services

  • Managed Programs
  • Financial Planning
  • Brokerage Services
  • Mutual Funds
  • Annuities
  • Individual Securities
  • Trust Services

By the numbers

  • $376 million in total revenue
  • 127,096 brokerage accounts

Principal Securities Form CRS

Important information about your accounts

Principal Connection

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Frequently Asked Questions

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Call 888-774-6267

or contact your financial professional with any questions you have. Check the background of this firm, and its financial professionals on FINRA's BrokerCheck


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